Francisco Lim

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-05-28

CA RA
APPROVED

Since 2026-05-28

Branch Locations

Los Angeles, CA • United States

3435 Wilshire Blvd Suite 2900, Los Angeles, CA 90010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mml Investors Services, Llc	Los Angeles	CA	01/2026	Present
Massmutual Life Insurance Co	Los Angeles	CA	11/2025	Present
St. James School	Torrance	CA	08/2025	01/2026
Unemployment	Los Angeles	CA	07/2024	08/2025
St. Anthony Parish School	Long Beach	CA	07/2020	06/2024
Onward Leaders	Los Angeles	CA	07/2019	06/2020
St. John Chrysostom School	Inglewood	CA	08/2014	06/2019

01/2026 → Present

Mml Investors Services, Llc

Los Angeles, CA
11/2025 → Present

Massmutual Life Insurance Co

Los Angeles, CA
08/2025 → 01/2026

St. James School

Torrance, CA
07/2024 → 08/2025

Unemployment

Los Angeles, CA
07/2020 → 06/2024

St. Anthony Parish School

Long Beach, CA
07/2019 → 06/2020

Onward Leaders

Los Angeles, CA
08/2014 → 06/2019

St. John Chrysostom School

Inglewood, CA

Other Businesses

NAME: FRANCISCO LIM INV REL: Y ADD: 3435 WILSHIRE BLVD SUITE 2900, LOS ANGELES CA 90010 NATURE: OUTSIDE INSURANCE SALES POSITION: INSURANCE BROKER START DATE: 01/13/2026 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1DUTIES: LIFE, DI, LTC, FIXED ANNUITIES AND HEALTH

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-05-15

S66 Uniform Combined State Law Examination

2026-05-15