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Patrick Gaynor

Alta Via Capital

Pleasanton, CA

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Current Employers
Alta Via Capital

4695 Chabot Drive Suite 200, Pleasanton, CA 94588 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-02-15
  • CA RA
    APPROVED
    Since 2018-02-15

Branch Locations

4695 Chabot Drive Suite 200, Pleasanton, CA 94588 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ptrc Investments Dublin CA 04/2015 12/2017
Alta Via Capital Pleasanton CA 02/2018 Present
Alta Via Capital Pleasanton CA 06/2014 Present
Alta Via Capital Fka Ptrc Investments Pleasanton CA 03/2013 Present
  • 04/2015 → 12/2017
    Ptrc Investments
    Dublin, CA
  • 02/2018 → Present
    Alta Via Capital
    Pleasanton, CA
  • 06/2014 → Present
    Alta Via Capital
    Pleasanton, CA
  • 03/2013 → Present
    Alta Via Capital Fka Ptrc Investments
    Pleasanton, CA
Previous Registrations
  • 2002-01-02 → 2010-02-12
    Ptr Partners, Llc
    Greenbrae, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-02-02
  • S65 Uniform Investment Adviser Law Examination
    2018-02-02

View on SEC IAPD

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Other Offices

PRUDENT PROSPERA PLANNING, INC. · PLEASANTON, CA
CETERA INVESTMENT ADVISERS LLC · PLEASANTON, CA
PANDECT CATALYST FUND MANAGEMENT LLC · PLEASANTON, CA
ADAP TAX FINANCIAL, INC. · PLEASANTON, CA
BUCK WEALTH STRATEGIES, LLC · PLEASANTAN, CA
DEJARNATT, PAUL E · PLEASANTON, CA
LPL FINANCIAL LLC · PLEASANTON, CA
LEGACY WEALTH MANAGEMENT, LLC · Pleasanton, CA

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