Zubin Abraham Thomas

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-06-02

CA RA
APPROVED

Since 2026-06-02

Branch Locations

Walnut Creek, CA • United States

1676 N California Blvd Ste 430, Walnut Creek, CA 94596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Massmutual Life Insurance Co	Walnut Creek	CA	11/2025	Present
Mml Investors Services, Llc	Walnut Creek	CA	01/2026	Present
Citigroup	New York	NY	08/2020	05/2023
Behring Capital	Danville	CA	05/2023	05/2024
Original Joe's	Walnut Creek	CA	10/2025	Present
Unemployed	Walnut Creek	CA	05/2024	09/2025
Student	Eugene	OR	10/2015	09/2020

11/2025 → Present

Massmutual Life Insurance Co

Walnut Creek, CA
01/2026 → Present

Mml Investors Services, Llc

Walnut Creek, CA
08/2020 → 05/2023

Citigroup

New York, NY
05/2023 → 05/2024

Behring Capital

Danville, CA
10/2025 → Present

Original Joe's

Walnut Creek, CA
05/2024 → 09/2025

Unemployed

Walnut Creek, CA
10/2015 → 09/2020

Student

Eugene, OR

Other Businesses

Name: Original Joe's Inv rel: N Add: 1300 S Main St, Walnut Creek, CA 94596 Nature: Restaurant/Bar Work Position: Waiter Start date: 10/06/2025 No. HR/MO: 80 No. HR/MO during sec trading: 0

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-04-28

S66 Uniform Combined State Law Examination

2026-04-28

Other Names

Zubin Abraham Thomas
Zubin Thomas

View on SEC IAPD