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James George Talbot

Ubs Financial Services Inc.

Evanston, IL

Northbrook, IL

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-06-25
IL RA APPROVED 2011-10-21
  • TX RA
    APPROVED_RES
    Since 2013-06-25
  • IL RA
    APPROVED
    Since 2011-10-21

Branch Locations

Evanston, IL • United States

5 Revere Drive 1 Northbrook Place, Northbrook, IL 60062 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Northbrook IL 10/2011 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-06-21
S63 Uniform Securities Agent State Law Examination 1999-06-07
  • S65 Uniform Investment Adviser Law Examination
    2001-06-21
  • S63 Uniform Securities Agent State Law Examination
    1999-06-07

View on SEC IAPD

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