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Brent Jacob Baumgartner

Equitable Advisors, LLC

Independence, OH

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2026-02-02
  • OH RA
    APPROVED
    Since 2026-02-02

Branch Locations

6050 Oak Tree Blvd Suite 320, Independence, OH 44131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Romps Water Port Vermilion OH 05/2017 08/2022
Door Dash Amherst OH 12/2022 Present
Miami University Oxford OH 08/2021 05/2025
B&P Landscaping Amherst OH 05/2019 08/2023
Amherst Steele High School Amherst OH 08/2017 06/2021
Amherst Junior High School Amherst OH 01/2016 06/2017
Equitable Advisors, Llc New York NY 01/2026 Present
  • 05/2017 → 08/2022
    Romps Water Port
    Vermilion, OH
  • 12/2022 → Present
    Door Dash
    Amherst, OH
  • 08/2021 → 05/2025
    Miami University
    Oxford, OH
  • 05/2019 → 08/2023
    B&P Landscaping
    Amherst, OH
  • 08/2017 → 06/2021
    Amherst Steele High School
    Amherst, OH
  • 01/2016 → 06/2017
    Amherst Junior High School
    Amherst, OH
  • 01/2026 → Present
    New York, NY
Other Businesses

1) Door Dash, Not investment Related, Amherst, OH, Independent Contractor/Delivery Driver, Started 12/2022, 0-10 hours per week. 2) Executor of Mother's Estate.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-11
  • S66 Uniform Combined State Law Examination
    2025-12-11
Other Names
  • Brent Baumgartner

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