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Yen Ho

Merrill Lynch, Pierce, Fenner & Smith Incorporated

San Diego, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-16
CA RA APPROVED 2026-06-08
  • TX RA
    APPROVED
    Since 2026-07-16
  • CA RA
    APPROVED
    Since 2026-06-08

Branch Locations

10531 Scripps Poway Pkwy, San Diego, CA 92131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Escondido CA 08/2022 Present
Diazyme Laboratories Affiliated San Diego CA 09/2019 05/2022
Cvs San Marcos CA 09/2023 10/2024
Mesa Community College San Diego San Diego CA 08/2014 06/2019
Mesa Community College San Diego CA 10/2017 06/2018
Bank Of America, N.A. Escondido CA 01/2026 Present
  • 08/2022 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Escondido, CA
  • 09/2019 → 05/2022
    Diazyme Laboratories Affiliated
    San Diego, CA
  • 09/2023 → 10/2024
    Cvs
    San Marcos, CA
  • 08/2014 → 06/2019
    Mesa Community College San Diego
    San Diego, CA
  • 10/2017 → 06/2018
    Mesa Community College
    San Diego, CA
  • 01/2026 → Present
    Bank Of America, N.A.
    Escondido, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-06-08
  • S66 Uniform Combined State Law Examination
    2026-06-08

View on SEC IAPD

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