Joseph Williams

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-06-08
CA	RA	APPROVED	2026-05-29

TX RA
APPROVED

Since 2026-06-08
CA RA
APPROVED

Since 2026-05-29

Branch Locations

2902 N 44Th St, Phoenix, AZ 85018 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Tucson	AZ	12/2017	Present
Avondale Nissan	Avondale	AZ	03/2016	09/2016
Full Time Education Glendale Community College	Surprise	AZ	09/2016	11/2017
Luke Air Force Base Commissary Independent Contractor Bagger	Glendale	AZ	05/2014	02/2020

12/2017 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Tucson, AZ
03/2016 → 09/2016

Avondale Nissan

Avondale, AZ
09/2016 → 11/2017

Full Time Education Glendale Community College

Surprise, AZ
05/2014 → 02/2020

Luke Air Force Base Commissary Independent Contractor Bagger

Glendale, AZ

Other Businesses

I*3485267 Entity Type: Entity For Profit Name of OBA: Door Dash Address: Francisco, California, 94107 Investment Related: No Position, Title, Association: Other Employee Start Date: 11/01/2024 Number of Hours: 8, Weekly Number of Hours during trading: 0, Weekly Duties: Food Delivery Deliver orders when desired

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-05-29

S66 Uniform Combined State Law Examination

2026-05-29