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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-06-04
CT RA APPROVED 2026-04-30
  • TX RA
    APPROVED
    Since 2026-06-04
  • CT RA
    APPROVED
    Since 2026-04-30

Branch Locations

880 Main St, Waltham, MA 02451 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Waltham MA 09/2022 Present
Henley Enterprises Newton MA 05/2011 09/2022
Bank Of America, N.A Waltham MA 01/2026 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-04-30
  • S66 Uniform Combined State Law Examination
    2026-04-30
Other Names
  • Freddy Medina

View on SEC IAPD

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