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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-03
  • TX RA
    APPROVED
    Since 2026-03-03

Branch Locations

1101 S Josey Ln, Carrollton, TX 75006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Fort Worth TX 12/2025 Present
Bank Of America, N.A. Dallas TX 08/2004 12/2025
Bank Of America, N.A. Fort Worth TX 01/2026 Present
Other Businesses

I*2854269, Entity Type non-profit , Name of OBA: 2020 N Garrett HOA Address: DallasTexas75206 Investment Related: No Position, Title, Association: President Employee Start Date: 10/01/2025 No Hours: 3 monthly No Hours during trading: 0 Duties: I will be helping with managing maintenance of the townhomes, and work with neighbors to help improve the community. I will oversee projects on which the homeowners vote on and work with contractors when appropriate. Organization which sets regulations and maintenance of the properties within our 1o unit complex community.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-03-03
  • S66 Uniform Combined State Law Examination
    2026-03-03

View on SEC IAPD

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