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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-23
  • TX RA
    APPROVED
    Since 2026-03-23

Branch Locations

Austin, TX • United States

13620 N Fm 620, Bldg C Ste 200, Austin, TX 78717 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Student Boulder CO 01/2016 09/2017
Healthcare Talent Foothill Ranch CA 09/2017 10/2021
First Western Trust Bank Denver CO 10/2021 06/2025
Unemployed Austin TX 06/2025 02/2026
Lpl Financial Llc Austin TX 02/2026 Present
  • 01/2016 → 09/2017
    Student
    Boulder, CO
  • 09/2017 → 10/2021
    Healthcare Talent
    Foothill Ranch, CA
  • 10/2021 → 06/2025
    First Western Trust Bank
    Denver, CO
  • 06/2025 → 02/2026
    Unemployed
    Austin, TX
  • 02/2026 → Present
    Austin, TX
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2026-05-30
  • S63 Uniform Securities Agent State Law Examination
    2026-05-30
Designations

View on SEC IAPD

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