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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-02-04
NY RA APPROVED 2026-02-04
  • IL RA
    APPROVED
    Since 2026-02-04
  • NY RA
    APPROVED
    Since 2026-02-04

Branch Locations

New York, NY • United States

20 North Wacker Drive Suite 3010, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Schmidt Artists International, Inc New York NY 09/2001 05/2024
Schmidt Artists International, Llc New York NY 05/2024 Present
Westpac Wealth Partners (Guardian Agency) San Diego CA 10/2023 Present
Lpl Enterprise Llc New York NY 12/2025 Present
  • 09/2001 → 05/2024
    Schmidt Artists International, Inc
    New York, NY
  • 05/2024 → Present
    Schmidt Artists International, Llc
    New York, NY
  • 10/2023 → Present
    Westpac Wealth Partners (Guardian Agency)
    San Diego, CA
  • 12/2025 → Present
    New York, NY
Other Businesses

1. 12/17/2025 - Schmidt Artists International, LLC - Business Owner - New York, NY - Not INV REL - Start Date: 05/01/2024 - 40 Hrs/Mth - 20 Hrs During Trading 2. 12/17/2025 - Westpac Wealth Partners (Guardian agency) - Non-Variable Insurance - San Diego, CA - INV REL - Start Date: 10/10/2023 - 5 Hrs/Mth - 2 Hrs During Trading 3. 12/17/2025 - Drew Hemenger N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - New York, NY - INV REL - Start Date: 10/17/2025 - 160 Hrs/Mth - 160 Hrs During Trading 4. 12/17/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - New York, NY - INV REL - Start Date: 10/17/2025 - 160 Hrs/Mth - 160 Hrs During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-25
  • S66 Uniform Combined State Law Examination
    2025-09-25

View on SEC IAPD

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