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346 Commercial Street, Boston, MA 02109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-08-30 |
| MA | RA | APPROVED | 2013-12-09 |
Branch Locations
346 Commercial Street, Boston, MA 02109 • United States
165 Main Street Suite 210, Medway, MA 02053 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Flagship Harbor Advisors, Llc | Medway | MA | 12/2013 | Present |
| Lpl Financial Llc | Dedham | MA | 12/2013 | Present |
(1) 12/06/2013: Flagship Harbor Advisors, LLC - Registered Investment Advisor - DBA: (Hybrid) Flagship Harbor Advisors, LLC - Investment Related - At Reported Business Location(s) - 50% Time Spent - I provide investment advisory services through Flagship Harbor Advisors, an independent investment advisor firm. I started this business activity in December, 2013. I expect to spend approximately 50% of the time spent per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (2) 12/06/2013: Paradigm Private Wealth - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - 100% Time Spent (3) 12/06/2013: Pinnacle - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - 5% Time Spent - Offering fixed insurance to clients/prospects. Lines of insurance: whole life, term life, universal life, indexed universal life, disability, health care (4) 02/18/2015: Paradigm Tax Consulting - Tax Prep/Accounting/CPA - Investment Related - 90 Summer St, Medway, MA 02053 - Started 02/10/2015 - 8 Hr/Mo; 0 Hours During Securities Trading - Owner of basic tax prep business (5) 06/11/2015: Northeast Brokerage - Non-Variable Insurance - Not Investment Related - Northeast Brokerage, Inc., 867 Main Street, Manchester, CT 06040 - Started 06/01/2015 - 3 Hr/Mo; 0 Hours During Securities Trading (6) 12/09/2021 - Warrior Auto Glass - Not Investment Related - Mobile Business - Rep's Business - Start Date: 11/01/2021 - 16 Hours Per Month/0 Hours During Securities Trading - I will be an investor in the company and assist with structuring and operational issues. (7) 12/03/2024 - Quality Auto Body - Rep's Business - Part Owner - Not Investment Related - 1657 Washington St, Holliston, MA 01746 - Start Date 09/16/2024 - 10 Hours per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-08-31 |
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