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Current Employers
Flagship Harbor Advisors, Llc

346 Commercial Street, Boston, MA 02109 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-08-30
MA RA APPROVED 2013-12-09
  • TX RA
    APPROVED
    Since 2019-08-30
  • MA RA
    APPROVED
    Since 2013-12-09

Branch Locations

346 Commercial Street, Boston, MA 02109 • United States

165 Main Street Suite 210, Medway, MA 02053 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Flagship Harbor Advisors, Llc Medway MA 12/2013 Present
Lpl Financial Llc Dedham MA 12/2013 Present
Previous Registrations
Other Businesses

(1) 12/06/2013: Flagship Harbor Advisors, LLC - Registered Investment Advisor - DBA: (Hybrid) Flagship Harbor Advisors, LLC - Investment Related - At Reported Business Location(s) - 50% Time Spent - I provide investment advisory services through Flagship Harbor Advisors, an independent investment advisor firm. I started this business activity in December, 2013. I expect to spend approximately 50% of the time spent per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (2) 12/06/2013: Paradigm Private Wealth - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - 100% Time Spent (3) 12/06/2013: Pinnacle - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - 5% Time Spent - Offering fixed insurance to clients/prospects. Lines of insurance: whole life, term life, universal life, indexed universal life, disability, health care (4) 02/18/2015: Paradigm Tax Consulting - Tax Prep/Accounting/CPA - Investment Related - 90 Summer St, Medway, MA 02053 - Started 02/10/2015 - 8 Hr/Mo; 0 Hours During Securities Trading - Owner of basic tax prep business (5) 06/11/2015: Northeast Brokerage - Non-Variable Insurance - Not Investment Related - Northeast Brokerage, Inc., 867 Main Street, Manchester, CT 06040 - Started 06/01/2015 - 3 Hr/Mo; 0 Hours During Securities Trading (6) 12/09/2021 - Warrior Auto Glass - Not Investment Related - Mobile Business - Rep's Business - Start Date: 11/01/2021 - 16 Hours Per Month/0 Hours During Securities Trading - I will be an investor in the company and assist with structuring and operational issues. (7) 12/03/2024 - Quality Auto Body - Rep's Business - Part Owner - Not Investment Related - 1657 Washington St, Holliston, MA 01746 - Start Date 09/16/2024 - 10 Hours per Month/ 0 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-31
  • S66 Uniform Combined State Law Examination
    2005-08-31
Designations
Other Names
  • Jason Ryan Duguay
  • Jason R Duguay

View on SEC IAPD

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