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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2025-04-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Riversource Fund Distributors, Inc. | Boston | MA | 05/2010 | 12/2022 |
| Osaic Wealth, Inc. | Andover | MA | 05/2022 | 03/2025 |
| Office B&B | Andover | MA | 07/2019 | 02/2023 |
| Signator Investors, Inc | Andover | MA | 03/2019 | 05/2019 |
| Jjk Wealth Management, Llc | Andover | MA | 02/2023 | Present |
| Lpl Financial | Andover | MA | 03/2025 | Present |
1) 02/2025 - JJK Wealth Management LLC / DBA for LPL Business (entity for LPL business) / inv Related / At reported business location (s) - 100 Hrs per month -95% 2) 02/2025 - JM Sweeney LLC / Business Owner / Non Inv Related / Andover MA 01810 / Start date 01/01/2019 - 2 Hrs per month - 5% Time Spent
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-01-13 |
| S63 | Uniform Securities Agent State Law Examination | 2005-11-08 |
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