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Current Employers
You Investment Management Llc

San Gabriel, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-05-26
  • CA RA
    APPROVED
    Since 2026-05-26

Branch Locations

San Gabriel, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Junkang Life Insurance Co., Ltd. Shanghai 10/2014 10/2017
Shanghai Huibei Investment Management Co., Ltd. Shanghai 11/2017 11/2022
Chongqing Zheyu Law Firm Chongqing 12/2022 09/2023
Homemaker San Gabriel CA 10/2023 11/2025
Ameriprise Financial Services, Llc Rancho Cucamonga CA 12/2025 12/2025
You Investment Management Llc San Gabriel CA 12/2025 Present
  • 10/2014 → 10/2017
    Junkang Life Insurance Co., Ltd.
    Shanghai
  • 11/2017 → 11/2022
    Shanghai Huibei Investment Management Co., Ltd.
    Shanghai
  • 12/2022 → 09/2023
    Chongqing Zheyu Law Firm
    Chongqing
  • 10/2023 → 11/2025
    Homemaker
    San Gabriel, CA
  • 12/2025 → 12/2025
    Ameriprise Financial Services, Llc
    Rancho Cucamonga, CA
  • 12/2025 → Present
    San Gabriel, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-03-11
  • S65 Uniform Investment Adviser Law Examination
    2026-03-11

View on SEC IAPD

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