Sergio De La Torre

Current Employers

Pandora Wealth, Inc.

1980 Festival Plaza Suite 300, Las Vegas, NV 89135 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2024-11-21

GA RA
APPROVED

Since 2024-11-21

Branch Locations

Roswell, GA • United States

1980 Festival Plaza Suite 300, Las Vegas, NV 89135 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Minnesota Life Insurance Company	St Paul	MN	05/2016	09/2019
Securian Financial Services Inc	St Paul	MN	05/2016	09/2019
Gv Atlanta, Inc.	Atlanta	GA	05/2016	11/2016
Joyn Atlanta, Inc.	Atlanta	GA	11/2016	09/2019
Gv Financial Advisors, Inc.	Atlanta	GA	05/2016	11/2016
Joyn Advisors, Inc.	Atlanta	GA	11/2016	09/2019
Spotlight Asset Group, Inc.	Oakbrook Terrace	IL	09/2019	Present

05/2016 → 09/2019

Minnesota Life Insurance Company

St Paul, MN
05/2016 → 09/2019

Securian Financial Services Inc

St Paul, MN
05/2016 → 11/2016

Gv Atlanta, Inc.

Atlanta, GA
11/2016 → 09/2019

Joyn Atlanta, Inc.

Atlanta, GA
05/2016 → 11/2016

Gv Financial Advisors, Inc.

Atlanta, GA
11/2016 → 09/2019

Joyn Advisors, Inc.

Atlanta, GA
09/2019 → Present

Spotlight Asset Group, Inc.

Oakbrook Terrace, IL

Previous Registrations

2019-09-12 → 2024-11-22

Spotlight Asset Group

Roswell, GA

Oakbrook Terrace, IL
2016-05-26 → 2019-09-18

Joyn Advisors, Inc.

Atlanta, GA
2007-08-14 → 2016-05-04

Strategic Advisers Llc

Dunwoody, GA

Atlanta, GA

Albuquerque, NM

Atlanta, GA

Other Businesses

Owner/Operator of Pet Wants Alpharetta, a Pet Nutrition Company with natural pet food online and home-delivery program. The business is not investment related. Start date July 18, 2020. Approximately 20 hours per month devoted to the business (none of which are during securities trading hours). Duties include help with inventory.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-10-15
S63	Uniform Securities Agent State Law Examination	2005-10-25

S66 Uniform Combined State Law Examination

2007-10-15
S63 Uniform Securities Agent State Law Examination

2005-10-25

View on SEC IAPD