James Mitchell Ethington

Current Employers

Transcendent Investment Advisors, Llc

Ofallon, MO • United States

Current Registrations

Authority	Category	Status	Date
MO	RA	APPROVED	2026-04-09

MO RA
APPROVED

Since 2026-04-09

Branch Locations

Ofallon, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Transcendent Investment Advisors, Llc	Ofallon	MO	10/2025	Present
The Boeing Company	Saint Louis	MO	04/2008	Present
Mo Air National Guard	Whiteman Afb	MO	02/2002	07/2022

10/2025 → Present

Transcendent Investment Advisors, Llc

Ofallon, MO
04/2008 → Present

The Boeing Company

Saint Louis, MO
02/2002 → 07/2022

Mo Air National Guard

Whiteman Afb, MO

Other Businesses

Owner Ethington Enterprises, LLC; Proprietary Trading, investment related; Owner; No relationship to other business; start date of 2020; devote approximately 4 hours per month, 1 hour per month during trading hours. Owner Transcendent Properties, LLC; Real Estate Investment Vehicle; start date of 2023; devote approximately 0 hours per month, currently no assets

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-10-18

S65 Uniform Investment Adviser Law Examination

2025-10-18