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1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2016-12-22 |
Branch Locations
Scottsdale, AZ • United States
1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Curian Clearing Llc | Denver | CO | 01/2010 | Present |
| Curian Capital, Llc | Denver | CO | 08/2011 | Present |
| Assetmark Financial Holdings, Inc. | Scottsdale | AZ | 09/2015 | Present |
| Assetmark Brokerage, Llc | Scottsdale | AZ | 09/2015 | Present |
| Assetmark, Inc | Scottsdale | AZ | 09/2015 | Present |
I AM A LIMITED PARTNER IN BRADBURY COMPANIES. THIS LIMITED PARTNERSHIP IN THE BRADBURY FAMILY PARTNERSHIP LLP WAS ACQUIRED ON JULY 12TH, 1990. UNDER THE BRADBURY FAMILY PARTNERSHIP LLP THERE ARE A COMBINATION OF SUB COMPANIES SET UP AS LLC'S, SUB S'S, AND LLPS. I AM A PASSIVE MEMBER THAT WORKS 0 HOURS PER YEAR FOR THE ORGANIZATION AND HAVE NO VOTING RIGHTS. THE ORGANIZATION IS INVOLVED IN REAL ESTATE AND FARMING/RANCHING. I HAVE NO DUTIES, POSITION, OR TITLE. ASSETMARK FINANCIAL HOLDINGS, INC. (PARENT COMPANY) - IN CONCORD, CA - INVESTMENT RELATED - EMPLOYMENT START DATE 09/2015 - 160 HRS / MONTHLY, SENIOR REGIONAL CONSULTANT OF ASSETMARK, INC. - A REGISTERED INVESTMENT ADVISER - IN CONCORD CA - AFFILIATE OF ASSETMARK BROKERAGE, LLC. - INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-12-27 |
| S63 | Uniform Securities Agent State Law Examination | 2007-10-04 |
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