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Current Employers
Assetmark, Inc.

1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2016-12-22
  • AZ RA
    APPROVED
    Since 2016-12-22

Branch Locations

Scottsdale, AZ • United States

1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Curian Clearing Llc Denver CO 01/2010 Present
Curian Capital, Llc Denver CO 08/2011 Present
Assetmark Financial Holdings, Inc. Scottsdale AZ 09/2015 Present
Assetmark Brokerage, Llc Scottsdale AZ 09/2015 Present
Assetmark, Inc Scottsdale AZ 09/2015 Present
  • 01/2010 → Present
    Curian Clearing Llc
    Denver, CO
  • 08/2011 → Present
    Curian Capital, Llc
    Denver, CO
  • 09/2015 → Present
    Assetmark Financial Holdings, Inc.
    Scottsdale, AZ
  • 09/2015 → Present
    Assetmark Brokerage, Llc
    Scottsdale, AZ
  • 09/2015 → Present
    Scottsdale, AZ
Previous Registrations
  • 2009-08-18 → 2015-09-15
    Curian Capital, Llc
    Denver, CO
  • 2008-01-02 → 2009-07-27
    Old Mutual Capital
    Denver, CO
Other Businesses

I AM A LIMITED PARTNER IN BRADBURY COMPANIES. THIS LIMITED PARTNERSHIP IN THE BRADBURY FAMILY PARTNERSHIP LLP WAS ACQUIRED ON JULY 12TH, 1990. UNDER THE BRADBURY FAMILY PARTNERSHIP LLP THERE ARE A COMBINATION OF SUB COMPANIES SET UP AS LLC'S, SUB S'S, AND LLPS. I AM A PASSIVE MEMBER THAT WORKS 0 HOURS PER YEAR FOR THE ORGANIZATION AND HAVE NO VOTING RIGHTS. THE ORGANIZATION IS INVOLVED IN REAL ESTATE AND FARMING/RANCHING. I HAVE NO DUTIES, POSITION, OR TITLE. ASSETMARK FINANCIAL HOLDINGS, INC. (PARENT COMPANY) - IN CONCORD, CA - INVESTMENT RELATED - EMPLOYMENT START DATE 09/2015 - 160 HRS / MONTHLY, SENIOR REGIONAL CONSULTANT OF ASSETMARK, INC. - A REGISTERED INVESTMENT ADVISER - IN CONCORD CA - AFFILIATE OF ASSETMARK BROKERAGE, LLC. - INVESTMENT RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-12-27
S63 Uniform Securities Agent State Law Examination 2007-10-04
  • S66 Uniform Combined State Law Examination
    2007-12-27
  • S63 Uniform Securities Agent State Law Examination
    2007-10-04
Other Names
  • Aaron Jones

View on SEC IAPD

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