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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-02-26
  • IL RA
    APPROVED
    Since 2026-02-26

Branch Locations

20 North Wacker Drive Suite 3010, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Enterprise Llc Chicago IL 02/2026 Present
University Of Michigan Credit Union Ann Arbor MI 11/2017 02/2026
Olive Garden Okemos MI 08/2013 11/2017
  • 02/2026 → Present
    Chicago, IL
  • 11/2017 → 02/2026
    University Of Michigan Credit Union
    Ann Arbor, MI
  • 08/2013 → 11/2017
    Olive Garden
    Okemos, MI
Other Businesses

1. 11/26/2025 - TRENTON GREGG, N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - Chicago, IL, 60657 - OBA Start Date: 11/25/2025 2. 11/26/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - Chicago, IL, 60657 - OBA Start Date: 11/25/2025

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-02-10
  • S66 Uniform Combined State Law Examination
    2026-02-10

View on SEC IAPD

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