Kevin Gerard Thompson

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2026-02-17

NY RA
APPROVED

Since 2026-02-17

Branch Locations

445 Broadhollow Road Suite 405, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Enterprise	Melville	NY	12/2025	Present
West Marine	Riverhead	NY	05/2021	12/2025
West Marine	Port Jefferson Station	NY	06/2019	05/2021
University At Albany	Albany	NY	08/2020	05/2025
Miller Place School District	Miller Place	NY	09/2007	06/2020

12/2025 → Present

Lpl Enterprise

Melville, NY
05/2021 → 12/2025

West Marine

Riverhead, NY
06/2019 → 05/2021

West Marine

Port Jefferson Station, NY
08/2020 → 05/2025

University At Albany

Albany, NY
09/2007 → 06/2020

Miller Place School District

Miller Place, NY

Other Businesses

1. 11/26/2025 - Kevin Thompson, N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - Miller Place, NY - OBA Start Date: 11/21/2025 2. 11/26/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - Miller Place, NY - OBA Start Date: 11/21/2025

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-02-17

S66 Uniform Combined State Law Examination

2026-02-17