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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-24
CA RA APPROVED 2026-01-06
  • TX RA
    APPROVED
    Since 2026-03-24
  • CA RA
    APPROVED
    Since 2026-01-06

Branch Locations

Scott's Valley, CA • United States

2542 S. Bascom Ave. Suite 135, Campbell, CA 95008 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Santa Cruz CA 06/2025 01/2026
Dio Deka Los Gatos CA 08/2012 12/2017
Flagship Services, Inc. San Jose CA 12/2017 06/2022
Unemployed Monterey CA 06/2022 09/2022
Southern New Hampshire University Manchester NH 09/2022 11/2023
Santa Clara University Santa Clara CA 12/2023 06/2025
Equitable Advisors, Llc New York NY 01/2026 Present
  • 06/2025 → 01/2026
    Unemployed
    Santa Cruz, CA
  • 08/2012 → 12/2017
    Dio Deka
    Los Gatos, CA
  • 12/2017 → 06/2022
    Flagship Services, Inc.
    San Jose, CA
  • 06/2022 → 09/2022
    Unemployed
    Monterey, CA
  • 09/2022 → 11/2023
    Southern New Hampshire University
    Manchester, NH
  • 12/2023 → 06/2025
    Santa Clara University
    Santa Clara, CA
  • 01/2026 → Present
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-04
  • S66 Uniform Combined State Law Examination
    2025-11-04

View on SEC IAPD

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