Lance J Rosa

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-02-02
MD	RA	APPROVED	2026-01-28

TX RA
APPROVED

Since 2026-02-02
MD RA
APPROVED

Since 2026-01-28

Branch Locations

1 Park Pl Adp- Home Office, Annapolis, MD 21401 • United States

9000 Southside Blvd Ci Client Management, Jacksonville, FL 32256 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Annapolis	MD	11/2025	Present
Apollo Group Consulting	Alexandria	VA	05/2023	01/2024
Great American Restaurants	Fairfax	VA	06/2022	08/2022
Great American Restaurants	Fairfax	VA	06/2021	08/2021
The College Of William & Mary	Williamsburg	VA	08/2019	12/2023
Unemployed	Fairfax	VA	06/2025	11/2025
Doordash	Fairfax	VA	11/2020	01/2021
Gonzaga College High School	Washington D.C.	DC	08/2015	06/2019
Extended Travel	Washington D.C.	DC	06/2019	08/2019
Apollo Group Consulting	Alexandria	VA	01/2024	06/2024
Apollo Group Consulting	Alexandria	VA	06/2024	06/2025
Bank Of America, N.A.	Annapolis	MD	01/2026	Present

11/2025 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Annapolis, MD
05/2023 → 01/2024

Apollo Group Consulting

Alexandria, VA
06/2022 → 08/2022

Great American Restaurants

Fairfax, VA
06/2021 → 08/2021

Great American Restaurants

Fairfax, VA
08/2019 → 12/2023

The College Of William & Mary

Williamsburg, VA
06/2025 → 11/2025

Unemployed

Fairfax, VA
11/2020 → 01/2021

Doordash

Fairfax, VA
08/2015 → 06/2019

Gonzaga College High School

Washington D.C., DC
06/2019 → 08/2019

Extended Travel

Washington D.C., DC
01/2024 → 06/2024

Apollo Group Consulting

Alexandria, VA
06/2024 → 06/2025

Apollo Group Consulting

Alexandria, VA
01/2026 → Present

Bank Of America, N.A.

Annapolis, MD

Other Businesses

I*4335265Entity Type: For ProfitName of OBA: Fantasy OpenAddress: Fairfax, Virginia, 22039Investment Related: NoPosition, Title, Association: OwnerEmployee Start Date: 05/01/2026Number of Hours: 2, WeeklyNumber of Hours during trading: 0Duties: A pop-culture based youtube podcast I will be part-owner and co-host of the podcast. My co-host and I are considering making an LLC for the channel. I will be responsible for hosting every episode and discussing pop-culture related topics on video. Discussion topics will include new releases for Anime, Comic Books, Film, US animation, fiction books, and philosophy. Episodes will touch themes such as "Why are new cartoons so bad now?", "How the Marvel Cinematic Universe was influenced by South-Asian Culture", "Who would Win in a Fight: Rocky Balboa or John Wick?". Many topics will concern connecting one piece of media with another, and comparing the historical influences on both. I*4680377, Entity Type: Entity For Profit, Name of OBA: Framily , Address: ???, Maryland, 12345, Investment Related: N, Position, Title, Association: ["Owner"], Employee Start Date: 06/22/2026, No Hours: 2 Monthly, No Hours during Trading: 0 Monthly, Duties: Part-Owner; not responsible for management at this time, My extended family and I are forming an LLC holding company to buy out legacy shareholders of the company Attune Biotech. I will be part-owner of the LLC "Framily". Details still in development.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-01-28

S66 Uniform Combined State Law Examination

2026-01-28