William Simmermacher

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-08-16
NY	RA	APPROVED	2021-03-04

TX RA
APPROVED

Since 2021-08-16
NY RA
APPROVED

Since 2021-03-04

Branch Locations

Huntington, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
The Ayco Company, L.P./Mercer Allied	New York	NY	10/2014	02/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated	New York	NY	04/2017	03/2021
Bank Of America, N.A.	New York	NY	04/2017	03/2021
Lpl Financial, Llc	Huntington	NY	03/2021	Present

10/2014 → 02/2017

The Ayco Company, L.P./Mercer Allied

New York, NY
04/2017 → 03/2021

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY
04/2017 → 03/2021

Bank Of America, N.A.

New York, NY
03/2021 → Present

Lpl Financial, Llc

Huntington, NY

Previous Registrations

2017-04-03 → 2021-03-08

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY
2015-02-18 → 2017-02-27

Goldman Sachs Wealth Services, L.P.

New York, NY

Other Businesses

1. 3/4/2021 - KS Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 3/5/2021 - Time Spent 100%.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2007-11-15

S63 Uniform Securities Agent State Law Examination

2007-11-15

Designations

Other Names

William R Simmermacher
William Simmermacher
William (Billy) Simmermacher
William Billy Simmermacher

View on SEC IAPD