Scott Lane Schwartz

Current Employers

Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2018-08-22
TX	RA	APPROVED_RES	2015-11-19
IL	RA	APPROVED	2015-11-18

FL RA
APPROVED

Since 2018-08-22
TX RA
APPROVED_RES

Since 2015-11-19
IL RA
APPROVED

Since 2015-11-18

Branch Locations

227 West Monroe Street, Chicago, IL 60606 • United States

Deerfield, IL • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Robert W. Baird & Co.	Chicago	IL	11/2015	Present

11/2015 → Present

Robert W. Baird & Co.

Chicago, IL

Previous Registrations

2009-06-01 → 2015-10-28

Morgan Stanley

Chicago, IL
2008-10-28 → 2009-06-01

Citigroup Global Markets Inc.

Chicago, IL

Chicago, IL

Chicago, IL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-10-23

S66 Uniform Combined State Law Examination

2008-10-23

View on SEC IAPD

Current Employers

Robert W. Baird & Co. Incorporated

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

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