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1450 Brickell Avenue Suite 2900, Miami, FL 33131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-09-15 |
Branch Locations
1450 Brickell Avenue Suite 2900, Miami, FL 33131 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Miami | FL | 10/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Miami | FL | 11/2016 | 06/2021 |
| Boreal Capital Securities Llc | Miami | FL | 06/2021 | Present |
08/20/2021 - LADC CAPITAL MANAGEMENT LLC (9806 NW 51st Terrace Miami FL 33178) TIME SPENT APPROXIMATELY 3-4 HOURS WEEKLY DURING NON TRADING HOURS AS THE MANAGER OF THE LLC USED TO PROVIDE INSURANCE SOLUTIONS ON THE SALE OF LIFE INSURANCE AND ANNUITY PRODUCTS. Florida LIFE INSURANCE LICENSE EITH EXTERNAL INSURANCE COMPANY HOLDING LICENSE FOR WHEN CLIENTS SHOWING INTEREST IN THOSE PRODUCTS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-11-03 |
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