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Weston, CT • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-05-24 |
| CT | RA | APPROVED | 2024-03-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | New York | NY | 05/2016 | 08/2017 |
| Societe Generale | New York | NY | 11/2017 | 11/2023 |
| Triathlon Partners Llc | Weston | CT | 10/2023 | 01/2024 |
| Guardian Life Insurance Company | New Haven | CT | 01/2024 | 02/2024 |
| Park Avenue Securities Llc | New Haven | CT | 02/2024 | 02/2024 |
| Triathlon Partners Llc | Weston | CT | 02/2024 | Present |
1. Triathlon Partners LLC; INVESTMENT RELATED; 176 Godfrey Road East, Weston CT 06883; Legal entity; PRESIDENT OF SINGLE MEMBER LLC; 10/26/2023; HOURS/MONTH: 0; HOURS/MONTH DURING TRADING HOURS: 0; President of single member LLC. This will be DBA for Guardian and PAS business. 2. Commissions related to selling life, health, disability and LTC insurance
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-11-11 |
| S63 | Uniform Securities Agent State Law Examination | 2016-11-18 |
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