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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-02-24
  • TX RA
    APPROVED
    Since 2026-02-24

Branch Locations

201 Main St 4Th Fl [Te-Rbo], Fort Worth, TX 76102 • United States

1050 Market Pl Blvd, Irving, TX 75063 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Plano TX 11/2025 Present
Wells Fargo Bank, Na Plano TX 11/2025 Present
Scotiabank Toronto 09/2024 11/2025
Self Employed Toronto 01/2024 09/2024
Royal Bank Of Canada Truro 06/2022 01/2024
Scotiabank Halifax 08/2021 06/2022
Cape Breton University Sydney 09/2019 08/2021
Baba Farid University Ludhiana 10/2015 09/2019
  • 11/2025 → Present
    Plano, TX
  • 11/2025 → Present
    Wells Fargo Bank, Na
    Plano, TX
  • 09/2024 → 11/2025
    Scotiabank
    Toronto
  • 01/2024 → 09/2024
    Self Employed
    Toronto
  • 06/2022 → 01/2024
    Royal Bank Of Canada
    Truro
  • 08/2021 → 06/2022
    Scotiabank
    Halifax
  • 09/2019 → 08/2021
    Cape Breton University
    Sydney
  • 10/2015 → 09/2019
    Baba Farid University
    Ludhiana
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-02-24
S63 Uniform Securities Agent State Law Examination 2026-01-29
  • S65 Uniform Investment Adviser Law Examination
    2026-02-24
  • S63 Uniform Securities Agent State Law Examination
    2026-01-29
Other Names
  • Ramneet Kaur

View on SEC IAPD

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