David Carter Owen

Current Employers

Employment History

• 02/2013 → Present
  Lpl Financial Llc
  Bellevue, WA
• 11/2020 → Present
  Scs
  Bellevue, WA

Previous Registrations

• 2010-01-07 → 2013-02-06
  Financial Telesis Inc
  San Rafael, CA
  Seattle, WA

Other Businesses

1. 3/5/2015: NORTHWESTSCS - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Started 02/20/2015 - 160 Hours Per Month/140 Hours During Securities Trading. 2. 3/26/2015: SCS - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Started 12/15/2014 - 160 Hours Per Month. 3. 1/20/2021 - SCS - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 04/30/2021 - 160 Hours Per Month During Securities Trading - I provide investment advisory services through SCS, an independent investment advisor firm. I started this business activity in 12/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S63 Uniform Securities Agent State Law Examination
  2009-02-13
• S65 Uniform Investment Adviser Law Examination
  2009-02-05