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Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2026-04-23
  • MA RA
    APPROVED
    Since 2026-04-23

Branch Locations

200 Fifth Avenue 7Th Floor, Waltham, MA 02451 • United States

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Plimoth Investment Advisers Swansea MA 05/2018 12/2022
Mattapoisett Track Club Mattapoisett MA 06/2016 08/2019
Baycoast Bank Swansea MA 05/2017 01/2018
Hightower Advisors, Llc Waltham MA 01/2023 Present
  • 05/2018 → 12/2022
    Plimoth Investment Advisers
    Swansea, MA
  • 06/2016 → 08/2019
    Mattapoisett Track Club
    Mattapoisett, MA
  • 05/2017 → 01/2018
    Baycoast Bank
    Swansea, MA
  • 01/2023 → Present
    Waltham, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-04-01
  • S65 Uniform Investment Adviser Law Examination
    2026-04-01

View on SEC IAPD

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