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200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2026-04-23 |
Branch Locations
200 Fifth Avenue 7Th Floor, Waltham, MA 02451 • United States
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Plimoth Investment Advisers | Swansea | MA | 05/2018 | 12/2022 |
| Mattapoisett Track Club | Mattapoisett | MA | 06/2016 | 08/2019 |
| Baycoast Bank | Swansea | MA | 05/2017 | 01/2018 |
| Hightower Advisors, Llc | Waltham | MA | 01/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-04-01 |
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