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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-12-09 |
| TX | RA | APPROVED | 2025-12-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Cleveland | OH | 11/2025 | Present |
| Jpmorgan Chase Bank, N.A. | Cleveland | OH | 11/2025 | Present |
| Emigrant Bank And/Or Cleveland Private Trust Company | Cleveland | OH | 09/2023 | 05/2025 |
| Cleveland Private Trust Company | Cleveland | OH | 02/2022 | 09/2023 |
| Dollar Bank Fsb | Cleveland | OH | 09/2014 | 01/2022 |
| Unemployed | Cleveland | OH | 06/2025 | 10/2025 |
Entity Name: MIDAS Healthcare Solutions Inc. Convertible Note Investment related: No Address: 99 Wall Street- Suite 360New York, New York 10005https://midashs.com" Nature of the other business: Medical Position/Title/Relationship: Owner/Partner Start Date: 12/03/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Passive minority investor in a medical device company that provides secure, compliant and data driven approach to medication waste disposal since December 2024. Entity Name: Identify Sensors Biologics Corp. Investment related: No Address: 20600 Chagrin Blvd.Cleveland, OH 44122 https://identifysensors.com Nature of the other business: Medical Position/Title/Relationship: Owner/Partner Start Date: 09/12/2022 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Passive minority in a medical device company since September 2022. Entity Name: Signet VSE Investment LLC Investment related: No "Address: 219 N. High Street Akron, OH 44308 www.signetre.com" Nature of the other business: Senior Living Facility Position/Title/Relationship: Owner/Partner Start Date: 10/24/2017 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: Passive investor in a senior living facility in Wadsworth, Ohio since 2017. www.vsecommunities.org" Entity Name: Vesto LLC Safe Agreement (estimated zero value) Investment related: No "Address: Boise, Idaho https://vesto.io" Nature of the other business: Technology Position/Title/Relationship: Owner/Partner Start Date: 04/12/2022 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Passive investor in a blockchain technology startup since April 2022. Entity Name: LAND Energy Inc. Series A1 Preferred Investment related: No "Address: W. 65th St Cleveland, OH www.htps://landmoto.io" Nature of the other business: Energy Position/Title/Relationship: Owner/Partner Start Date: 04/24/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Passive investor in Cleveland, Ohio based e-mobility and swappable energy platform company since April 2023. Entity Name: Signet CU Equity LLC B-2 Investment related: No "Address: 19 N. High Street Akron, OH 44308 www.signetre.com" Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 05/09/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Passive minority investor in a Clemson, SC student housing project since 5/9/24 Entity Name: Polar Delight, Inc. Convertible Note Investment related: No Address: 2200 Overlook Rd. Cleveland, OH 44106 an affiliate of Nottingham Spirk Design (www.nottinghamspirk.com) Nature of the other business: Food Equipment Position/Title/Relationship: Owner/Partner Start Date: 06/10/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Minority convertible note investor in a food equipment (ice cream dispenser) startup since June 2024.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-11-03 |
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