Best Investors Account Sign in
Inactive

Frank Mazzuca

United Capital Financial Advisors

Irving, TX

Turnersville, NJ

Claim This Profile
Current Employers
United Capital Financial Advisors

125 E John Carpenter Frwy Suite 1300, Irving, TX 75062 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-03-17
TX RA APPROVED 2026-03-16
  • NJ RA
    APPROVED
    Since 2026-03-17
  • TX RA
    APPROVED
    Since 2026-03-16

Branch Locations

125 E John Carpenter Frwy Suite 1300, Irving, TX 75062 • United States

Turnersville, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
United Capital Financial Advisors, Llc Irving TX 11/2025 Present
Apexium Financial Lp Dallas TX 03/2025 11/2025
Wealthfd Conshohocken PA 06/2022 03/2025
Saint Joseph'S University Philadelphia PA 09/2019 05/2023
St. Augustine Prep Richland NJ 09/2016 06/2019
  • 11/2025 → Present
    United Capital Financial Advisors, Llc
    Irving, TX
  • 03/2025 → 11/2025
    Apexium Financial Lp
    Dallas, TX
  • 06/2022 → 03/2025
    Wealthfd
    Conshohocken, PA
  • 09/2019 → 05/2023
    Saint Joseph'S University
    Philadelphia, PA
  • 09/2016 → 06/2019
    St. Augustine Prep
    Richland, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-03-16
  • S65 Uniform Investment Adviser Law Examination
    2026-03-16

View on SEC IAPD

Other Firms

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
GIBRALTAR CAPITAL MANAGEMENT, INC.
EDWARD JONES
J.P. MORGAN SECURITIES LLC
U.S. BANCORP ADVISORS, LLC
LPL FINANCIAL LLC
KESTRA ADVISORY SERVICES, LLC
STRATEGIC ADVISERS LLC

Other Investors

JAY DEE COURTNEY
MARK ANTHONY MILLER
GENE STEVEN GURLEY
HARRISON TATE BENEDICT
Andres I Polanco
Benjamin Hopper
Michael P Seibert
Justin Montanari

Other Offices

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · IRVING, TX
GIBRALTAR CAPITAL MANAGEMENT, INC. · IRVING, TX
EDWARD JONES · IRVING, TX
EDWARD JONES · IRVING, TX
J.P. MORGAN SECURITIES LLC · IRVING, TX
U.S. BANCORP ADVISORS, LLC · Irving, TX
LPL FINANCIAL LLC · IRVING, TX
KESTRA ADVISORY SERVICES, LLC · IRVING, TX

More in Irving, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor