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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-04-15 |
Branch Locations
4888 W Bellfort St, Houston, TX 77035 • United States
1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Houston | TX | 11/2025 | Present |
| Wells Fargo Bank, Na | Houston | TX | 01/2025 | Present |
| Pnc Bank | Houston | TX | 03/2024 | 01/2025 |
| Pnc Bank | Houston | TX | 04/2023 | 03/2024 |
| Zales The Diamond Store | Houston | TX | 04/2021 | 04/2023 |
| Unemployment | Houston | TX | 05/2020 | 04/2021 |
| Invicta Watch Group | Houston | TX | 10/2018 | 05/2020 |
| Ross | Houston | TX | 07/2018 | 10/2018 |
| Unemployed | Houston | TX | 05/2018 | 07/2018 |
| Aarons Sales And Lease | Orlando | FL | 05/2017 | 05/2018 |
| Dillards | Altamonte Springs | FL | 05/2016 | 05/2017 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-04-14 |
| S63 | Uniform Securities Agent State Law Examination | 2026-01-14 |
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