Carter Lewis

Rbc Capital Markets, LLC

San Francisco, CA

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Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-06-15
CA	RA	APPROVED	2026-06-12

TX RA
APPROVED

Since 2026-06-15
CA RA
APPROVED

Since 2026-06-12

Branch Locations

San Francisco, CA • United States

300B Drakes Landing Road Ste 155, Greenbrae, CA 94904 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets, Llc	Larkspur	CA	09/2025	Present
University Of San Francisco	San Francisco	CA	02/2024	05/2025
University Of San Francisco	San Francisco	CA	08/2021	05/2025
Unemployed	San Francisco	CA	05/2025	08/2025
Hamilton High School	Chandler	AZ	07/2017	05/2021
Unemployed	Chandler	AZ	06/2021	07/2021
Unemployed	Chandler	AZ	06/2017	07/2017
Santan Junior High School	Chandler	AZ	07/2015	05/2017

09/2025 → Present

Rbc Capital Markets, Llc

Larkspur, CA
02/2024 → 05/2025

University Of San Francisco

San Francisco, CA
08/2021 → 05/2025

University Of San Francisco

San Francisco, CA
05/2025 → 08/2025

Unemployed

San Francisco, CA
07/2017 → 05/2021

Hamilton High School

Chandler, AZ
06/2021 → 07/2021

Unemployed

Chandler, AZ
06/2017 → 07/2017

Unemployed

Chandler, AZ
07/2015 → 05/2017

Santan Junior High School

Chandler, AZ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-06-11

S66 Uniform Combined State Law Examination

2026-06-11

View on SEC IAPD

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