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445 Broad Hollow Road Suite Cl-43, Melville, NY 11747 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-01-21 |
Branch Locations
445 Broad Hollow Road Suite Cl-43, Melville, NY 11747 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cboe Global Markets | New York | NY | 06/2025 | 08/2025 |
| Global Trading Systems, Llc | New York | NY | 07/2024 | 08/2024 |
| Bates College | Lewiston | ME | 09/2021 | 06/2025 |
| Bates College | Lewiston | ME | 06/2023 | 08/2023 |
| Nationwide Tfs, Llc | Jericho | NY | 06/2023 | 09/2023 |
| Avon Old Farms | Avon | CT | 09/2020 | 05/2021 |
| Bay Shore High School | Bay Shore | NY | 09/2016 | 06/2020 |
| Fire Island Ferries | Bay Shore | NY | 06/2019 | 08/2022 |
| Bay Shore Middle School | Bay Shore | NY | 09/2013 | 09/2016 |
| Prospect Financial Services Llc | Melville | NY | 01/2026 | Present |
| Lpl Financial Llc | Melville | NY | 11/2025 | Present |
1) Aidan Rooney is dually registered as an Investment Advisor Representative ("IAR") for Prospect Financial Services LLC ("Prospect Financial") and as a Registered Representative ("RR") with LPL Financial LLC ("LPL Financial"). Business is conducted from 445 Broad Hollow Rd. Ste CL-43, Melville, NY, 11747. Approximately 50% of Mr. Rooney's time is dedicated for services as an IAR of Prospect Financial with the balance as an RR of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 2025-10-01 |
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