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One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2020-12-09 |
| GA | RA | APPROVED | 2018-12-07 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Johns Creek | GA | 10/2014 | 03/2017 |
| Unemployed | Roswell | GA | 04/2017 | 09/2017 |
| Fifth Third Bank | Atlanta | GA | 09/2017 | 03/2018 |
| Fifth Third Securities | Atlanta | GA | 11/2017 | 03/2018 |
| Nikki Mccauley Insurance Agency | Alpharetta | GA | 09/2018 | 11/2023 |
| State Farm Vp Management Corp | Alpharetta | GA | 11/2018 | 11/2023 |
| State Farm Insurance | Atlanta | GA | 04/2018 | 08/2018 |
| State Farm Investment Management Corp. | Alpharetta | GA | 12/2018 | 11/2023 |
| State Farm Investment Management Corp. | Roswell | GA | 11/2023 | Present |
| State Farm Vp Management Corp | Roswell | GA | 11/2023 | Present |
| Nikki Mccauley Insurance Agency | Roswell | GA | 11/2023 | Present |
1) Nikki McCauley's Insurance Agency; Investment-related; 11285 Elkins Rd Suite D3 Roswell, GA 30076; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 09/01/2018; 80; 80; Service customers and supervise employees
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-11-26 |
| S63 | Uniform Securities Agent State Law Examination | 2005-07-14 |
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