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Current Employers
Tiaa Wealth Investment Management Llc

730 Third Ave, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-11-10
  • NC RA
    APPROVED
    Since 2025-11-10

Branch Locations

Indian Trail, NC • United States

8500 Andrew Carnegie Blvd Charlotte Regional, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Charlotte NC 11/2007 Present
Tiaa Wealth Investment Management Llc Charlotte NC 10/2025 Present
Other Businesses

Name: Rental Property Position: Owner Nature: Rental property. Long term tenants with monthly rental payments received. Investment Related: Yes Hours: 1 Securities Trading Hours: 0 Start Date: 10/19/2013 Address: 2416 Trace Creek Dr., Waxhaw NC 28173, United States Description: I own and maintain the property and manage all rental/tenant relationships.

Designations

View on SEC IAPD

More in Indian Trail, NC

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