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Susan M. Ando

J.P. Morgan Securities LLC

Folsom, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2012-10-01
  • CA RA
    APPROVED
    Since 2012-10-01

Branch Locations

2750 E. Bidwell Street, Ste. 400, Folsom, CA 95630 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmc Bank Na (Southwest) Folsom CA 04/2012 Present
J.P. Morgan Securities Llc Folsom CA 10/2012 Present
Previous Registrations
  • 2012-06-13 → 2012-10-01
    Chase Investment Services Corp.
    Folsom, CA
  • 2011-01-03 → 2012-04-11
    Wells Fargo Clearing Services, Llc
    Citrus Heights, CA
  • 2006-12-01 → 2011-01-03
    Wells Fargo Investments, Llc
    Citrus Heights, CA
  • 2005-10-31 → 2006-09-07
    Waddell & Reed
    Sacramento, CA
    Sacramento, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-10-28
  • S66 Uniform Combined State Law Examination
    2005-10-28
Other Names
  • Susan Marie Olney
  • Susan Marie Ando

View on SEC IAPD

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STATE FARM INVESTMENT MANAGEMENT CORP.
LPL FINANCIAL LLC
WELLS FARGO CLEARING SERVICES, LLC
MATHEWS CAPITAL MANAGEMENT
COMMONWEALTH FINANCIAL NETWORK

Other Investors

Katie Louise Latour
Harold Kuk Rhee
Edwin Shanil Kumar
ERIKA PANDY
JOEL PATRICK DUCORE
GREGORY CURTIS JUNG
JAIME ELIZABETH BARRETTA
DWAINE HAROLD BAASCH

Other Offices

U.S. BANCORP ADVISORS, LLC · Folsom, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FOLSOM, CA
J.P. MORGAN SECURITIES LLC · FOLSOM, CA
MONETA VENTURES, LLC · FOLSOM, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Folsom, CA
LPL FINANCIAL LLC · FOLSOM, CA
LPL FINANCIAL LLC · FOLSOM, CA
WELLS FARGO CLEARING SERVICES, LLC · FOLSOM, CA

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