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Ludington, MI • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-03-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Seeking Alpha | New York | NY | 10/2015 | 06/2021 |
| Seeking Alpha | New York | NY | 06/2021 | Present |
SEEKING ALPHA; INVESTMENT RELATED; 52 VANDERBILT AVENUE, NEW YORK, NY 10017; PUBLISHER/MEDIA BUSINESS AROUND MARKETS AND ECONOMY; DIRECTOR OF MARKETPLACE; MAY 2006; 100 HOURS/MONTH BOTH DURING SECURITIES AND NON SECURRITES TRADING HOURS; STRATEGIZING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-07-18 |
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