Catherine Mary Mathis

Current Employers

Employment History

• 08/2005 → 05/2017
  Proequities, Inc
  Atlanta, GA
• 11/2004 → Present
  Berkeley Advisors, Inc.
  Atlanta, GA
• 08/2005 → 05/2017
  Proequities, Inc
  Atlanta, GA

Previous Registrations

• 2005-12-08 → 2017-06-16
  Concourse Financial Group Securities, Inc.
  Atlanta, GA
  Atlanta, GA
  Sandy Springs, GA
  Lawrencevill, GA
• 2005-07-21 → 2005-11-22
  Usallianz Securities, Inc.
  Atlanta, GA

Other Businesses

1)The Milner Group. Description of the Business: An insurance agency. Position: Non-Employee Insurance Product Originator. Investment Related: Yes, only if originating Variable Insurance Products; No for other insurance products. Duties: Use the Milner Group as an agency to facilitate development, purchase, and implementation of life insurance products. Compensation: 1099 commission based on product sold. Hours Per Month During Trading Hours: 2 per month. Hours Per Month Outside of Trading Hours: 1. Start Date: 12/11/2007. Address: 922A Hurricane Shoals Road, NE, Lawrenceville, GA 30043. 2)CatherineMathis.com. Description of the Business: Promotion of historical fiction novels. Position: Author, a novel set in medieval Portugal, Death in Coimbra. Duties: Search/engage an agent/publisher and promote the book. Investment Related: No. Compensation: None, yet. Hours Per Month During Trading Hours: 0. Hours Per Month Outside of Trading Hours: 5. Start Date: 07.21.2015. Address: 5121 Powers Ferry Road, Sandy Springs, GA 30327. 3)HamLam Properties, LLC. Description of the Business: Provide an office location for Berkeley Advisors, Inc. with excess space rented to other businesses if appropriate. Position: Member and 75% Owner. Duties: Guarantor of an SBA 7a 25-year fixed rate loan, manage the financial records, collect rent form tenant(s). The tenant is Berkeley Advisors, Inc., the RIA employing Catherine Mathis. Investment Related: No. Compensation: None. Long-term building capital appreciation. Hours Per Month During Trading Hours: 0. Hours Per Month Outside of Trading Hours: 5. Start Date: 07. 27.2021. Address: 9 Lenox Pointe NE, Suite B, Atlanta, GA 30324-7412. 4)Lenox Point 9 Condominium Association, Inc. Description of the Business: Condominium Association for a 2-unit building in order to obtain property insurance for the building. Position: CFO (Chief Financial Officer). Investment Related: No. Duties: Annually file for city and state operating licenses, file income tax return, and renew insurance policy and termite bond. Compensation: None. No. Hours Per Month During Trading Hours: 0. Hours Per Month Outside of Trading Hours: 1. Start Date: 12. 10.2021. Address: 9 Lenox Pointe NE, Suite B, Atlanta, GA 30324-7412. 5)Notary Public. Description of the Business: An accommodative service to notarize documents when requested or necessary but not a product or service advertised. Position: Notary Public. Investment Related: No. Duties: Follow rules and regulations for notarizing documents. Compensation: None. No. of Hours Per Month During Trading Hours: 0.10. Hours Per Month Outside of Trading Hours: 0. Start Date: 11.05.2021. Address: 9 Lenox Pointe NE, Suite B, Atlanta, GA 30324-7412.

Exams

• S66 Uniform Combined State Law Examination
  2005-07-18

Designations

Other Names

• Catherine Mary Fox