Mark Brady

Park Avenue Securities LLC

Lake Oswego, OR

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Current Employers

Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2026-05-11
OR	RA	APPROVED	2026-04-22

CO RA
APPROVED

Since 2026-05-11
OR RA
APPROVED

Since 2026-04-22

Branch Locations

5 Centerpointe Drive Suite 220, Lake Oswego, OR 97035 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Self-Employed	Happy Valley		11/2020	09/2025
Amazon Web Services Hong Kong	Causeway Bay		09/2019	11/2020
Venture Smart Asia Limited	Causeway Bay		01/2017	09/2019
Blackrock	Central		03/2010	12/2017
Westpac Wealth Partner	Portland	OR	09/2025	01/2026
Guardian Life Insurance Company	Lake Oswego	OR	01/2026	Present
Park Avenue Securities	Lake Oswego	OR	01/2026	Present

11/2020 → 09/2025

Self-Employed

Happy Valley
09/2019 → 11/2020

Amazon Web Services Hong Kong

Causeway Bay
01/2017 → 09/2019

Venture Smart Asia Limited

Causeway Bay
03/2010 → 12/2017

Blackrock

Central
09/2025 → 01/2026

Westpac Wealth Partner

Portland, OR
01/2026 → Present

Guardian Life Insurance Company

Lake Oswego, OR
01/2026 → Present

Park Avenue Securities

Lake Oswego, OR

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-04-20

S66 Uniform Combined State Law Examination

2026-04-20

View on SEC IAPD

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Other Investors

ANDREW GEORGE ROUNSAVELLE CARTER

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MARCUS CHRISTIAN PARKER

JEFFREY DAVID KANTOR

JUSTIN PATRICK LINDSEY

Other Offices

PANORAMIC CAPITAL PARTNERS LLC · LAKE OSWEGO, OR

NORTHMARQ FUND MANAGEMENT, LLC · LAKE OSWEGO, OR

STEWARD PARTNERS INVESTMENT ADVISORY, LLC · LAKE OSWEGO, OR

RBC CAPITAL MARKETS, LLC · Lake Oswego, OR

CWM, LLC · Lake Oswego, OR

LPL FINANCIAL LLC · LAKE OSWEGO, OR

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Lake Oswego, OR

STEWARD PARTNERS INVESTMENT ADVISORY, LLC · LAKE OSWEGO, OR

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