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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-06
WA RA APPROVED 2026-01-29
  • TX RA
    APPROVED
    Since 2026-03-06
  • WA RA
    APPROVED
    Since 2026-01-29

Branch Locations

7110 Ne Bothell Way, Kenmore, WA 98028 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Kenmore WA 06/2022 Present
Bank Of America Kenmore WA 06/2022 10/2025
Parnia Hyderabad 07/2016 12/2020
A K Dugar And Associates Kolkata 01/2015 12/2016
Unemployed Bellevue WA 01/2021 05/2022
Bank Of America, N.A. Kenmore WA 11/2025 Present
  • 06/2022 → Present
    Kenmore, WA
  • 06/2022 → 10/2025
    Bank Of America
    Kenmore, WA
  • 07/2016 → 12/2020
    Parnia
    Hyderabad
  • 01/2015 → 12/2016
    A K Dugar And Associates
    Kolkata
  • 01/2021 → 05/2022
    Unemployed
    Bellevue, WA
  • 11/2025 → Present
    Bank Of America, N.A.
    Kenmore, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-01-28
  • S66 Uniform Combined State Law Examination
    2026-01-28
Other Names
  • Sonia Dugar

View on SEC IAPD

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