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Anne Michelle Del Rosario

LPl Financial LLC

Northbrook, IL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-10-29
TX RA APPROVED 2024-10-29
  • IL RA
    APPROVED
    Since 2024-10-29
  • TX RA
    APPROVED
    Since 2024-10-29

Branch Locations

Northbrook, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Diversified Home Care Chicago IL 09/2009 Present
Massmutual Life Insurance Chicago IL 11/2018 Present
Mml Investors Services, Llc Chicago IL 01/2019 10/2024
Lpl Financial Glenview IL 10/2024 Present
  • 09/2009 → Present
    Diversified Home Care
    Chicago, IL
  • 11/2018 → Present
    Massmutual Life Insurance
    Chicago, IL
  • 01/2019 → 10/2024
    Chicago, IL
  • 10/2024 → Present
    Lpl Financial
    Glenview, IL
Previous Registrations
Other Businesses

1) 09/2024 - ABO Realty LLC / Business Owner / Managing Partner / Non Inv. Related / Chicago, IL 60641 / Start date 01/01/2015 - 4 hrs per month - 1% Time Spent 2) 09/2024 - Real Estate Rental through ABD Realty LLC / Real Estate Rental / Inv. Related / Chicago, IL 60641 / Start date 01/01/2015 - 4 hrs per month - 5% Time Spent 3) 09/2024 - Diversified Home Care Inc / Business Owner / Part owner & administrator / Non Inv. Related / Chicago, IL 60641 / Start date 12/01/2009 - 40 hrs per month - 10% Time Spent 4) 03/05/2025 - Mass Mutual Life Insurance - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date:02/10/2025 - 1 Hrs/Mth - 0 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-07-24
S63 Uniform Securities Agent State Law Examination 2019-03-19
  • S66 Uniform Combined State Law Examination
    2020-07-24
  • S63 Uniform Securities Agent State Law Examination
    2019-03-19
Other Names
  • Anne Del Rosario

View on SEC IAPD

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