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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-01-26
  • CA RA
    APPROVED
    Since 2026-01-26

Branch Locations

275 Los Gatos-Saratoga Rd., Los Gatos, CA 95030 • United States

30 South First Street, Campbell, CA 95008 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Coldwell Banker Realty San Jose CA 06/2014 11/2025
Charles Schwab & Co., Inc. Los Gatos CA 11/2025 Present
Charles Schwab Bank, Ssb Los Gatos CA 11/2025 Present
  • 06/2014 → 11/2025
    Coldwell Banker Realty
    San Jose, CA
  • 11/2025 → Present
    Los Gatos, CA
  • 11/2025 → Present
    Charles Schwab Bank, Ssb
    Los Gatos, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-01-24
  • S66 Uniform Combined State Law Examination
    2026-01-24

View on SEC IAPD

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