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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-02-10
  • NC RA
    APPROVED
    Since 2026-02-10

Branch Locations

1500 N Bridge St, Elkin, NC 28621 • United States

550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Elkin NC 10/2025 Present
Wells Fargo Bank, Na Elkin NC 12/2021 Present
First Horizon Bank Yadkinville NC 07/2016 12/2021
  • 10/2025 → Present
    Elkin, NC
  • 12/2021 → Present
    Wells Fargo Bank, Na
    Elkin, NC
  • 07/2016 → 12/2021
    First Horizon Bank
    Yadkinville, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-02-10
S63 Uniform Securities Agent State Law Examination 2026-01-02
  • S65 Uniform Investment Adviser Law Examination
    2026-02-10
  • S63 Uniform Securities Agent State Law Examination
    2026-01-02
Other Names
  • John Cox

View on SEC IAPD

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