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Daphne Ramona Lopes D'SOuza

Ameriprise Financial Services, LLC

Chesterfield, MO

Clayton, MO

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-05-21
MO RA APPROVED 2026-01-16
  • TX RA
    APPROVED
    Since 2026-05-21
  • MO RA
    APPROVED
    Since 2026-01-16

Branch Locations

Chesterfield, MO • United States

7733 Forsyth Blvd Ste 950, Clayton, MO 63105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services Llc St Louis MO 12/2025 Present
Express Scripts / Cigna St Louis MO 03/2013 12/2025
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-29
  • S66 Uniform Combined State Law Examination
    2025-07-29
Other Names
  • Daphne Ramona Lopes

View on SEC IAPD

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