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Benjamin Joseph Garvey

J.P. Morgan Securities LLC

Chicago, IL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-09-18
IL RA APPROVED 2019-05-30
  • TX RA
    APPROVED
    Since 2020-09-18
  • IL RA
    APPROVED
    Since 2019-05-30

Branch Locations

1204 East 53Rd Street, Chicago, IL 60615 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
N Visible Records Chicago IL 01/2005 09/2022
Jpmorgan Chase Bank, N.A. Chicago IL 06/2009 Present
J.P. Morgan Securities Llc Chicago IL 10/2012 Present
Core Power Yoga Chicago IL 12/2014 12/2017
  • 01/2005 → 09/2022
    N Visible Records
    Chicago, IL
  • 06/2009 → Present
    Jpmorgan Chase Bank, N.A.
    Chicago, IL
  • 10/2012 → Present
    Chicago, IL
  • 12/2014 → 12/2017
    Core Power Yoga
    Chicago, IL
Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: N VISIBLE RECORDS (MUSIC) POSITION: OWNER START DATE: 4/4/2014 ADDRESS: 1211 Chicago, IL DETAILS: DJ SERVICE - FOR WEDDINGS AND CORPORATE EVENTS. ARTIST MANAGEMENT SERVICE - INCLUDING THE PRODUCTION AND LICENSING OF MUSICAL AND VISUAL CONTENT AND ARTIST MANAGEMENT. I WILL ALSO PROSPECT TO FIND NEW ARTISTS AS WELL AS MAKE SURE THE ARTISTS I WORK WITH HAVE THE RESOURCES THEY NEED TO GROW THEIR BUSINESS MUSIC LABEL - FOCUSES ON CREATING AND PERFORMING ORIGINAL MUSIC ARTIST - WILL PROMOTE AND PERFORM. SALES OF WRITTEN AND MUSICAL CREATIVE WORKS. HOURS DEDICATED (per month unless otherwise indicated): 7-10 HOURS A WEEK HOURS DURING TRADING: 4 HOURS DURING SECURITIES TRADING HOURS FOR REHEARSAL DURING REGURALLY SCHEDULED OFF DAY INVESTMENT RELATED: NO

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-05-22
S63 Uniform Securities Agent State Law Examination 2005-07-22
  • S66 Uniform Combined State Law Examination
    2019-05-22
  • S63 Uniform Securities Agent State Law Examination
    2005-07-22
Other Names
  • Ben Garvey

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