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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-02-20 |
Branch Locations
1525 W Wt Harris Blvd 5Th Fl [Clt Rcast], Charlotte, NC 28262 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Solina Golf Club | West Columbia | SC | 02/2025 | 07/2025 |
| Gamecock Moving Llc | Columbia | SC | 10/2023 | 02/2025 |
| Unemployed | Charlotte | NC | 10/2025 | 11/2025 |
| Unemployed | Myrtle Beach | SC | 10/2015 | 04/2019 |
| University Of Sc | Columbia | SC | 08/2021 | 05/2025 |
| Grande Dunes Members Club | Myrtle Beach | SC | 05/2025 | 09/2025 |
| Conway National Bank | Myrtle Beach | SC | 05/2024 | 08/2024 |
| The Ripken Experience Myrtle Beach | Myrtle Beach | SC | 05/2023 | 08/2023 |
| The Ripken Experience Myrtle Beach | Myrtle Beach | SC | 05/2019 | 08/2021 |
| Beach Rider | Myrtle Beach | SC | 05/2022 | 08/2022 |
| Topgolf | Myrtle Beach | SC | 01/2020 | 07/2020 |
| Equitable Advisors, Llc | New York | NY | 11/2025 | 02/2026 |
| Wells Fargo Clearing Services, Llc | Charlotte | NC | 02/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-09-18 |
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