Stephanie Marie Nicklaus

Current Employers

Act Securities, Llc

7525 Se 24Th Street Suite 630, Mercer Island, WA 98040 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-11-12
OR	RA	APPROVED	2025-11-04
WA	RA	APPROVED	2025-10-22

CA RA
APPROVED

Since 2025-11-12
OR RA
APPROVED

Since 2025-11-04
WA RA
APPROVED

Since 2025-10-22

Branch Locations

Tacoma, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Act Securities, Llc	Mercer Island	WA	10/2025	Present
Ascendance Capital Partners	Tacoma	WA	10/2024	Present
1St Security Bank Of Washington	Mountlake Terrace	WA	12/2022	02/2024
First Fed Bank	Port Angeles	WA	06/2020	12/2022
Harborstone Credit Union	Lakewood	WA	09/2015	05/2020
Unemployed	Tacoma	WA	03/2024	09/2024

10/2025 → Present

Act Securities, Llc

Mercer Island, WA
10/2024 → Present

Ascendance Capital Partners

Tacoma, WA
12/2022 → 02/2024

1St Security Bank Of Washington

Mountlake Terrace, WA
06/2020 → 12/2022

First Fed Bank

Port Angeles, WA
09/2015 → 05/2020

Harborstone Credit Union

Lakewood, WA
03/2024 → 09/2024

Unemployed

Tacoma, WA

Other Businesses

Ascendance Capital Partners; investment-related; presently $0 AUM; 3119 N 27th St Tacoma WA 98407; Finance/Private Credit and Equity Solutions; Principal 10/2024 - Present; 20 hours a week; 0 hours devoted during securities trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-08-12

S65 Uniform Investment Adviser Law Examination

2025-08-12

Other Names

Stephanie Marie Mccallum

View on SEC IAPD