Lennon Kane Fregien-miller

Current Employers

Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2026-05-14

AZ RA
APPROVED

Since 2026-05-14

Branch Locations

Scottsdale Kierland 1,14624 North Scottsdale Road Suite 190, Scottsdale, AZ 85254 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mortgage Processing Group	Phoenix	AZ	01/2020	06/2020
Right Honda	Scottsdale	AZ	09/2017	10/2019
Pinnacle Peak Estates Ii	Scottsdale	AZ	08/2008	07/2017
Oppenheimer & Co. Inc.	Scottsdale	AZ	10/2025	Present
Self Employed Financial Trader	Phoenix	AZ	10/2019	Present

01/2020 → 06/2020

Mortgage Processing Group

Phoenix, AZ
09/2017 → 10/2019

Right Honda

Scottsdale, AZ
08/2008 → 07/2017

Pinnacle Peak Estates Ii

Scottsdale, AZ
10/2025 → Present

Oppenheimer & Co. Inc.

Scottsdale, AZ
10/2019 → Present

Self Employed Financial Trader

Phoenix, AZ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-05-11

S66 Uniform Combined State Law Examination

2026-05-11

View on SEC IAPD

Current Employers

Oppenheimer & Co. Inc.

Disclosures

Employment History

Exams

Reviews