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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-01-30
  • NY RA
    APPROVED
    Since 2026-01-30

Branch Locations

1000 Pittsford Victor Road Suite 2E, Pittsford, NY 14534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Suny University At Buffalo Buffalo NY 08/2021 05/2025
Webster Thompson High School Rochester NY 09/2019 06/2021
Eastridge High School Rochester NY 09/2017 06/2019
Irondequoit Middle School Rochester NY 10/2015 06/2017
K2 Brothers Brewing Rochester NY 05/2025 09/2025
Paychex Rochester NY 05/2024 08/2024
Rochester Lawn Care Rochester NY 05/2023 08/2023
Bert's Bikes And Fitness Webster NY 05/2022 09/2022
Midvale Country Club Penfield NY 05/2020 06/2021
Unemployed Rochester NY 07/2017 08/2017
Unemployed Rochester NY 07/2019 08/2019
Unemployed Rochester NY 07/2021 08/2021
Equitable Advisors, Llc. Williamsville NY 10/2025 01/2026
Lpl Enterprise Llc Pittsford NY 01/2026 Present
  • 08/2021 → 05/2025
    Suny University At Buffalo
    Buffalo, NY
  • 09/2019 → 06/2021
    Webster Thompson High School
    Rochester, NY
  • 09/2017 → 06/2019
    Eastridge High School
    Rochester, NY
  • 10/2015 → 06/2017
    Irondequoit Middle School
    Rochester, NY
  • 05/2025 → 09/2025
    K2 Brothers Brewing
    Rochester, NY
  • 05/2024 → 08/2024
    Paychex
    Rochester, NY
  • 05/2023 → 08/2023
    Rochester Lawn Care
    Rochester, NY
  • 05/2022 → 09/2022
    Bert's Bikes And Fitness
    Webster, NY
  • 05/2020 → 06/2021
    Midvale Country Club
    Penfield, NY
  • 07/2017 → 08/2017
    Unemployed
    Rochester, NY
  • 07/2019 → 08/2019
    Unemployed
    Rochester, NY
  • 07/2021 → 08/2021
    Unemployed
    Rochester, NY
  • 10/2025 → 01/2026
    Williamsville, NY
  • 01/2026 → Present
    Pittsford, NY
Previous Registrations
Other Businesses

1. 01/28/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Rochester, NY - INV REL - Start Date: 01/27/2026 - 160 Hrs/Mth - 160 Hrs During Trading 2. 01/28/2026 - Evan Oxley Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Rochester, NY - INV REL - Start Date: 01/27/2026 - 160 Hrs/Mth - 160 Hrs During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-12
  • S66 Uniform Combined State Law Examination
    2025-12-12

View on SEC IAPD

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