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Winston Kuo Hau

Rbc Securities, Inc

Los Angeles, CA

Rosemead, CA

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Current Employers
Rbc Securities, Inc

555 South Flower Street 11Th Floor, Los Angeles, CA 90071 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-02-24
  • CA RA
    APPROVED
    Since 2026-02-24

Branch Locations

555 South Flower Street 11Th Floor, Los Angeles, CA 90071 • United States

Rosemead, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co Costa Mesa CA 08/2025 12/2025
Mml Investors Services, Llc Costa Mesa CA 10/2025 12/2025
Boiling Point Group, Inc. City Of Industry CA 11/2023 08/2025
Unemployment Rosemead CA 01/2022 10/2023
Pricewaterhousecoopers,Llp Los Angeles CA 09/2021 01/2022
Unemployment Rosemead CA 06/2021 08/2021
Full Time Student Berkeley CA 08/2013 05/2021
Rbc Securities, Llc Los Angeles CA 02/2026 Present
  • 08/2025 → 12/2025
    Massmutual Life Insurance Co
    Costa Mesa, CA
  • 10/2025 → 12/2025
    Mml Investors Services, Llc
    Costa Mesa, CA
  • 11/2023 → 08/2025
    Boiling Point Group, Inc.
    City Of Industry, CA
  • 01/2022 → 10/2023
    Unemployment
    Rosemead, CA
  • 09/2021 → 01/2022
    Pricewaterhousecoopers,Llp
    Los Angeles, CA
  • 06/2021 → 08/2021
    Unemployment
    Rosemead, CA
  • 08/2013 → 05/2021
    Full Time Student
    Berkeley, CA
  • 02/2026 → Present
    Rbc Securities, Llc
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-18
  • S66 Uniform Combined State Law Examination
    2025-11-18
Other Names
  • Winston Hau

View on SEC IAPD

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Other Investors

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DIMITRI JIMMY KRIKELAS
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Sarah Mushtaq Chhotani
Julie Ann Yoon
Olivia R DiNapoli
Natalie Jeanne-Marie Glover
JAMES EDGAR BERLINER

Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

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